Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clift Richard O'ByawWells Fargo Investments, LLCCitigroup Global Markets Inc.08-09-2010
Roger Kuang Yao HoWells Fargo Investments, LLCCitigroup Global Markets Inc.06-02-2010
Jiuyan J. LiWells Fargo Investments, LLCCitigroup Global Markets Inc.05-03-2010
Christopher Michael KovarikWells Fargo Investments, LLCCitigroup Global Markets Inc.$2504-19-2010
Lily Rebecca LiWells Fargo Investments, LLCCitigroup Global Markets Inc.$1003-19-2010
Luis Ramiro CabreraWells Fargo Investments, LLCCitigroup Global Markets Inc.03-19-2010
Donna Teruko SaikiWells Fargo Investments, LLCCitigroup Global Markets Inc.03-08-2010
Opher Mordecai ShallomWells Fargo Investments, LLCCitigroup Global Markets Inc.$5002-05-2010
Daniel Roy OwensWells Fargo Investments, LLCCitigroup Global Markets Inc.$5001-29-2010
Rozella RichinsWells Fargo Investments, LLCCitigroup Global Markets Inc.12-11-2009
David Ken KakudaWells Fargo Investments, LLCCitigroup Global Markets Inc.12-11-2009
Joseph Anthony Ortiz-CastoireWells Fargo Investments, LLCCitigroup Global Markets Inc.12-11-2009
James Peter BarbaraWells Fargo Investments, LLCCitigroup Global Markets Inc.08-14-2009
Jeff PlyammWells Fargo Investments, LLCCitigroup Global Markets Inc.07-24-2009
Hsiao-Yun YangWells Fargo Investments, LLCCitigroup Global Markets Inc.04-03-2009
Troy James JohnstonWells Fargo Investments, LLCCitigroup Global Markets Inc.$15003-24-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.