Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
Ron M. AmirWestern International Securities, Inc.J.P. Morgan Securities LLC$15002-19-2019
Steven Barry SloanWestern International Securities, Inc.Penniall & Associates$102-15-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
John Michael MateykoWestern International Securities, Inc.Northeast Securities, Inc.$5011-19-2018
Gerard Robert BettsWestern International Securities, Inc.Northeast Securities, Inc.11-18-2018
William John Mcbride Jr.Western International Securities, Inc.J.P. Morgan Securities LLC$5009-04-2018
Robert Israel KullyWestern International Securities, Inc.Axiom Capital Management, Inc.$104-16-2018
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Gerald Charles RothWestern International Securities, Inc.Citigroup Global Markets Inc.$15004-06-2018
Glenn Alexander CrawfordWestern International Securities, Inc.Citigroup Global Markets Inc.$10004-06-2018
Kazuyo DeguchiWestern International Securities, Inc.LPL Financial LLC$101-31-2018
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, Inc.$5012-04-2017
Philip Anthony AddingtonWestern International Securities, Inc.Lombard Securities Incorporated09-29-2017
Matthew Thomas StratmanWestern International Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Stuart Myles GodinWestern International Securities, Inc.Financial West Group$12309-18-2017
Thomas Timothy ThompsonWestern International Securities, Inc.StormHarbour Securities LP08-14-2017
Kirk Robert MillerWestern International Securities, Inc.J.P. Morgan Securities LLC$15008-09-2017
Andrew MartzWestern International Securities, Inc.J.P. Morgan Securities LLC$5007-13-2017
Scott Alexander NewhouseWestern International Securities, Inc.First Allied Securities, Inc.06-14-2017
Yanjuan HuangWestern International Securities, Inc.UBS Financial Services Inc.05-12-2017
John Felix BodovitzWestern International Securities, Inc.Wells Fargo Clearing Services, LLC$15002-15-2017
Daniel DavidianWestern International Securities, Inc.J.P. Morgan Securities LLC01-31-2017
Rodolfo Ruiz Jr.Western International Securities, Inc.SagePoint Financial, Inc.11-09-2016
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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