Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Edward PollockWestern International Securities, Inc.Crowell, Weedon & Co.$50006-22-2011
Adam Senator WiatrakWestern International Securities, Inc.GBS Financial Corp.12-06-2013
Albert Vincent PetteWestern International Securities, Inc.Northeast Securities, LLC11-19-2018
Alex Boyd MathisWestern International Securities, Inc.LPL Financial LLC$10011-15-2011
Alfred Wayne SlaytonWestern International Securities, Inc.Newport Coast Securities, Inc.$50008-02-2016
Alfredo Jorge YanesWestern International Securities, Inc.SunTrust Investment Services, Inc.$50003-16-2012
Andrew Anthony UccelliWestern International Securities, Inc.First Allied Securities, Inc.03-31-2015
Andrew J. LaisWestern International Securities, Inc.LPL Financial LLC$49003-01-2018
Andrew MartzWestern International Securities, Inc.J.P. Morgan Securities LLC$50007-13-2017
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$50004-06-2018
Antoine Samir AbinaderWestern International Securities, Inc.J.P. Morgan Securities LLC$50004-06-2018
Aram UrfalyanWestern International Securities, Inc.J.P. Morgan Securities LLC03-08-2017
Arthur Brian ChalekianWestern International Securities, Inc.Berthel, Fisher & Company Financial Services, Inc.$25011-15-2011
Betsy Nan Hawkins WildeWestern International Securities, Inc.GBS Financial Corp.$10012-05-2013
Bradford GlogerWestern International Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2016
Britt Rene GosswillerWestern International Securities, Inc.APW Capital, Inc.04-03-2014
Brittney Jade SiasWestern International Securities, Inc.U.S. Bancorp Investments, Inc.04-26-2013
Bruce Leroy BeamanWestern International Securities, Inc.LPL Financial LLC$50002-06-2013
Bruce Weston NollenbergerWestern International Securities, Inc.ThinkEquity LLC$10010-19-2012
Cathie M. Callahan DitriWestern International Securities, Inc.Morgan Stanley & Co. LLC$42004-20-2009
Cesar A CortesWestern International Securities, Inc.MetLife Securities Inc.02-05-2013
Charles Baker BachtellWestern International Securities, Inc.GBS Financial Corp.11-18-2013
Charles Philip DooleyWestern International Securities, Inc.GBS Financial Corp.$10011-25-2013
Cheryl Ann Pedone-GwartneyWestern International Securities, Inc.Essex National Securities, LLC$50001-10-2014
Chiu-Ni WangWestern International Securities, Inc.LPL Financial LLC09-29-2015
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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