Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy Edward BennettWestern International Securities, Inc.WBB Securities, LLC06-03-2020
Mark Joel SklarWestern International Securities, Inc.Western International Securities, Inc.01-03-2020
Wael S ZorobWestern International Securities, Inc.J.P. Morgan Securities LLC11-01-2019
Eric Daniel SilvestreWestern International Securities, Inc.J.P. Morgan Securities LLC08-30-2019
Timothy PodellWestern International Securities, Inc.Wedbush Securities Inc.06-19-2019
Kerry M. MoyWestern International Securities, Inc.Morgan Stanley06-03-2019
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
Jacob Gideon WilliamsWestern International Securities, Inc.Charles Schwab & Co., Inc.03-22-2019
James Headen Barnhart Jr.Western International Securities, Inc.KMS Financial Services, Inc.02-20-2019
Steven Barry SloanWestern International Securities, Inc.Bridge Advisory LLC02-15-2019
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Patrick McGrath IIIWestern International Securities, Inc.Northeast Asset Management LLC12-05-2018
Michael John HenneWestern International Securities, Inc.Northeast Securities, LLC11-21-2018
Albert Vincent PetteWestern International Securities, Inc.Northeast Securities, LLC11-19-2018
Gerard Robert BettsWestern International Securities, Inc.Northeast Securities, Inc.11-18-2018
Hsien LinWestern International Securities, Inc.UBS Financial Services Inc.11-16-2018
Lorraine C. CrawfordWestern International Securities, Inc.City National Securities, Inc.08-09-2018
Victor Deon BellWestern International Securities, Inc.Edward Jones05-01-2018
Robert Israel KullyWestern International Securities, Inc.Axiom Capital Management, Inc.04-16-2018
Marco A. MendozaWestern International Securities, Inc.J.P. Morgan Securities LLC04-06-2018
Andrew J. LaisWestern International Securities, Inc.LPL Financial LLC03-01-2018
Kazuyo DeguchiWestern International Securities, Inc.LPL Financial LLC01-31-2018
Harrison Chi ChangWestern International Securities, Inc.J.P. Morgan Securities LLC12-02-2017
Gabriel P. SwanWestern International Securities, Inc.Ameritas Investment Company, LLC10-20-2017
Philip Anthony AddingtonWestern International Securities, Inc.Lombard Securities Incorporated09-29-2017
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.