Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard TjonWoodbury Financial Services, Inc.World Group Securities, Inc.01-16-2009
Michael Martin BuschWoodbury Financial Services, Inc.Janney Montgomery Scott LLC01-26-2009
Amy Marie EdgrenWoodbury Financial Services, Inc.HIMCO Distribution Services Company02-24-2009
Thomas Edward FowlerWoodbury Financial Services, Inc.Transamerica Financial Advisors, Inc$5003-13-2009
Thomas Gregory CooperWoodbury Financial Services, Inc.Cooper Investment Company03-30-2009
David Alan LeniusWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.04-16-2009
Thomas Edward O'Hehir-JohnsonWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.04-24-2009
Matthew Peter GermscheidWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.05-04-2009
Brian Franklin LieschWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.05-21-2009
Chana Kay BeeneWoodbury Financial Services, Inc.New England Securities$15005-29-2009
Randall Richard HeinzenWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.06-19-2009
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Arturo Aray Benin Jr.Woodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.07-02-2009
Timothy Joseph ChaseWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.07-02-2009
John Matthew SchorseWoodbury Financial Services, Inc.SII Investments, Inc.07-07-2009
Delbert Willard CarnesWoodbury Financial Services, Inc.Parkland Securities, LLC07-07-2009
Barry Dean NightingaleWoodbury Financial Services, Inc.Parkland Securities, LLC07-10-2009
William Robert HoltzWoodbury Financial Services, Inc.Carl M. Hennig, Inc.07-13-2009
Jeffrey Lee JustWoodbury Financial Services, Inc.Packerland Brokerage Services, Inc.08-03-2009
Douglas Adrian EmeryWoodbury Financial Services, Inc.The O.N. Equity Sales Company08-19-2009
Ronald Jay NaegleWoodbury Financial Services, Inc.Commonwealth Financial Network$20009-04-2009
David Robert McCainWoodbury Financial Services, Inc.Commonwealth Financial Network09-04-2009
Bradley Patrick TimmonsWoodbury Financial Services, Inc.Parkland Securities, LLC10-01-2009
James Dalton Spell IIIWoodbury Financial Services, Inc.AXA Advisors, LLC10-22-2009
Mark Austin BennettWoodbury Financial Services, Inc.Edward Jones10-30-2009
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Showing 1 to 25 of 746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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