Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Scott RingelbergWoodbury Financial Services, Inc.LPL Financial LLC03-02-2020
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
Emmanuel Dwight Harris Sr.Woodbury Financial Services, Inc.LPL Financial LLC06-17-2019
Joshua David TitusWoodbury Financial Services, Inc.LPL Financial LLC05-23-2019
Margo Jane ScepaniakWoodbury Financial Services, Inc.LPL Financial LLC03-18-2019
Monique Renee DardeauWoodbury Financial Services, Inc.LPL Financial LLC11-27-2018
Karen Lynn NanceWoodbury Financial Services, Inc.LPL Financial LLC04-18-2018
Mark Elmer StevensonWoodbury Financial Services, Inc.LPL Financial LLC$5003-23-2018
Karen Roberta MaciasWoodbury Financial Services, Inc.LPL Financial LLC03-14-2018
Kevin Joseph MoreeWoodbury Financial Services, Inc.LPL Financial LLC$5002-15-2018
Patrick David MeisterWoodbury Financial Services, Inc.LPL Financial LLC$5001-25-2018
Gregory Owen FrazierWoodbury Financial Services, Inc.LPL Financial LLC01-16-2018
Michael Eugene LamoureuxWoodbury Financial Services, Inc.LPL Financial LLC12-14-2017
Karl James WeizenickerWoodbury Financial Services, Inc.LPL Financial LLC10-31-2017
Adam David GafnerWoodbury Financial Services, Inc.LPL Financial LLC$2510-23-2017
David Alan HornWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
Gary T. BrewtonWoodbury Financial Services, Inc.LPL Financial LLC10-23-2017
Mark Steven WagnerWoodbury Financial Services, Inc.LPL Financial LLC01-31-2017
Timothy A. HockmanWoodbury Financial Services, Inc.LPL Financial LLC01-31-2017
Frank MartinoWoodbury Financial Services, Inc.LPL Financial LLC09-07-2016
Michelle Rooks QuayWoodbury Financial Services, Inc.LPL Financial LLC$2510-15-2015
Anna Bertha AguirreWoodbury Financial Services, Inc.LPL Financial LLC$5009-28-2015
Shih Hua LiuWoodbury Financial Services, Inc.LPL Financial LLC09-08-2015
Phillip Chien-Cheng KaoWoodbury Financial Services, Inc.LPL Financial LLC$109-04-2015
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.