Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Edward DesbergWoodbury Financial Services, Inc.First Financial Equity Corporation$1,00008-06-2019
Douglas Allan SchmidtWoodbury Financial Services, Inc.Next Financial Group, Inc.02-27-2019
Kevin Andrew JohnsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.09-17-2018
Robert Allen CampbellWoodbury Financial Services, Inc.National Planning Corporation10-17-2017
Jacqueline Larose VillaWoodbury Financial Services, Inc.National Planning Corporation10-17-2017
Steven Ira LavenWoodbury Financial Services, Inc.National Planning Corporation$1710-13-2017
Arthur James MossWoodbury Financial Services, Inc.National Planning Corporation$1010-13-2017
David LesnickWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
Scott Allen HansenWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
Tracy Lynn JonesWoodbury Financial Services, Inc.National Planning Corporation10-13-2017
Thomas W RepassWoodbury Financial Services, Inc.National Planning Corporation$5010-13-2017
Jason A. TrujilloWoodbury Financial Services, Inc.Principal Securities, Inc.08-23-2017
Michael P KleinWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1012-15-2016
Michael Patrick CrossWoodbury Financial Services, Inc.Independent Financial Group, LLC12-09-2015
Brandon J. ValentineWoodbury Financial Services, Inc.Waddell & Reed$2510-29-2014
Edgar Michael PelfreyWoodbury Financial Services, Inc.Next Financial Group, Inc.$5006-17-2014
James Reed DavisWoodbury Financial Services, Inc.Cetera Advisors LLC$2512-14-2012
Marty Ray HenneWoodbury Financial Services, Inc.Cetera Advisors LLC$5003-19-2012
Matthew Wyatt WochosWoodbury Financial Services, Inc.Cetera Advisors LLC03-19-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.