Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jeffrey E. Belokin | Woodbury Financial Services, Inc. | Questar Capital Corporation | $138 | 03-01-2019 |
| Craig Allen Hauger | Woodbury Financial Services, Inc. | Questar Capital Corporation | $50 | 03-01-2019 |
| Richard Alan Bowman | Woodbury Financial Services, Inc. | Questar Capital Corporation | $50 | 03-01-2019 |
| Jon Mitchell Peteuil | Woodbury Financial Services, Inc. | Questar Capital Corporation | $25 | 03-01-2019 |
| Annette Louise Petzel | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Bryan Scott Haver | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Steven Hamblin Pomeroy | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Scott David Garber | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Corbin Wade Krell | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Michael S. Grabill | Woodbury Financial Services, Inc. | Questar Capital Corporation | — | 03-01-2019 |
| Douglas Allan Schmidt | Woodbury Financial Services, Inc. | Next Financial Group, Inc. | — | 02-27-2019 |
| Kevin Andrew Johnson | Woodbury Financial Services, Inc. | Thrivent Investment Management Inc. | — | 09-17-2018 |
| Robert Allen Campbell | Woodbury Financial Services, Inc. | National Planning Corporation | — | 10-17-2017 |
| Arthur James Moss | Woodbury Financial Services, Inc. | National Planning Corporation | $10 | 10-13-2017 |
| David Lesnick | Woodbury Financial Services, Inc. | National Planning Corporation | — | 10-13-2017 |
| Scott Allen Hansen | Woodbury Financial Services, Inc. | National Planning Corporation | — | 10-13-2017 |
| Jason A. Trujillo | Woodbury Financial Services, Inc. | Principal Securities, Inc. | — | 08-23-2017 |
| Michael P Klein | Woodbury Financial Services, Inc. | Hornor, Townsend & Kent, LLC | $10 | 12-15-2016 |
| Michael Patrick Cross | Woodbury Financial Services, Inc. | Independent Financial Group, LLC | — | 12-09-2015 |
| Brandon J. Valentine | Woodbury Financial Services, Inc. | Waddell & Reed | $25 | 10-29-2014 |
| Edgar Michael Pelfrey | Woodbury Financial Services, Inc. | Next Financial Group, Inc. | $50 | 06-17-2014 |
| Marty Ray Henne | Woodbury Financial Services, Inc. | Cetera Advisors LLC | $50 | 03-19-2012 |
Showing 1 to 22 of 22 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
