Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Patrick RobertsWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.$2509-09-2016
James Michael GordonWoodbury Financial Services, Inc.AXA Advisors, LLC04-24-2014
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC07-22-2010
Karin De Maria AlvaradoWoodbury Financial Services, Inc.AXA Advisors, LLC04-05-2010
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Christian Eugene WhiteWoodbury Financial Services, Inc.Capital Guardian, LLC02-14-2013
Betty Elizabeth AzmoonWoodbury Financial Services, Inc.Centaurus Financial, Inc.$5003-05-2018
Andrew B. ChouWoodbury Financial Services, Inc.Centaurus Financial, Inc.$5006-09-2017
Tony Peter KrvaricWoodbury Financial Services, Inc.Commonwealth Financial Network$15001-13-2012
Matthew Albert DigiacomoWoodbury Financial Services, Inc.Edward Jones05-06-2011
Michael Alan CritchfieldWoodbury Financial Services, Inc.Edward Jones11-19-2010
Thomas Richard McHughWoodbury Financial Services, Inc.Foresters Equity Services, Inc.10-18-2018
Juan Manuel VargasWoodbury Financial Services, Inc.Foresters Financial Services, Inc.09-06-2016
Esteban MunozWoodbury Financial Services, Inc.Foresters Financial Services, Inc.04-10-2015
Thupten S. NamgyalWoodbury Financial Services, Inc.Foresters Financial Services, Inc.03-14-2014
James Anthony SpinaWoodbury Financial Services, Inc.Gamble Jones Investment Counsel$1011-26-2013
Scott Frederick GilbertWoodbury Financial Services, Inc.Hatfield Insurance & Financial Services, Inc.11-13-2015
Daryl Tomobu SerizawaWoodbury Financial Services, Inc.Independent Financial Group, LLC08-10-2017
Damon Andrew PiersonWoodbury Financial Services, Inc.Level Four Advisory Services$2508-13-2010
Shih Hua LiuWoodbury Financial Services, Inc.LPL Financial LLC09-08-2015
Kevin James AppelbaumWoodbury Financial Services, Inc.LPL Financial LLC09-26-2013
Mark Alan WeberWoodbury Financial Services, Inc.LPL Financial LLC11-02-2009
Jorge HernandezWoodbury Financial Services, Inc.Madison Avenue Securities, LLC12-21-2016
James Tafel Feckner Jr.Woodbury Financial Services, Inc.MML Investors Services, LLC02-02-2018
Michael Anthony AllenWoodbury Financial Services, Inc.MML Investors Services, LLC01-02-2014
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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