Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard TjonWoodbury Financial Services, Inc.World Group Securities, Inc.01-16-2009
Mark Angelo AlemanWoodbury Financial Services, Inc.UBS Financial Services Inc.$5006-26-2009
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Allan Magnaye AlcaydeWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.07-02-2009
Arturo Aray Benin Jr.Woodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$5007-02-2009
Anissa Lynette CookeWoodbury Financial Services, Inc.Chase Investment Services Corp.10-01-2009
Michael Paul BennittWoodbury Financial Services, Inc.Arvest Wealth Management10-19-2009
Howard John BoyerWoodbury Financial Services, Inc.Chase Investment Services Corp.$5010-23-2009
Mistee Nicole MazerWoodbury Financial Services, Inc.Edward Jones10-30-2009
Mark Alan WeberWoodbury Financial Services, Inc.LPL Financial LLC11-02-2009
Ken Seiryu SakamotoWoodbury Financial Services, Inc.Chase Investment Services Corp.$2512-22-2009
Angela Z. BakerWoodbury Financial Services, Inc.Uvest Financial Services Group, Inc.$1003-10-2010
Karin De Maria AlvaradoWoodbury Financial Services, Inc.AXA Advisors, LLC04-05-2010
Mark Franklin McDonoughWoodbury Financial Services, Inc.Chase Investment Services Corp.05-05-2010
Stephen Paul LozanoWoodbury Financial Services, Inc.NYLIFE Securities LLC07-02-2010
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC$10007-22-2010
Regina Luisa FaisonWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2010
Damon Andrew PiersonWoodbury Financial Services, Inc.Level Four Advisory Services$2508-13-2010
Rena Zhirong LiWoodbury Financial Services, Inc.Thrivent Investment Management Inc.11-03-2010
Jason Lee LaylandWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-15-2010
Michael Alan CritchfieldWoodbury Financial Services, Inc.Edward Jones11-19-2010
Ronald Dale BergWoodbury Financial Services, Inc.Waddell & Reed$2503-07-2011
Matthew Albert DigiacomoWoodbury Financial Services, Inc.Edward Jones05-06-2011
Nathan N. FarnellWoodbury Financial Services, Inc.Edward Jones08-15-2011
Tony Peter KrvaricWoodbury Financial Services, Inc.Commonwealth Financial Network$15001-13-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.