Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC$10007-22-2010
Allan Magnaye AlcaydeWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$25007-02-2009
Andrew B. ChouWoodbury Financial Services, Inc.Centaurus Financial, Inc.$50006-09-2017
Andrew Gerard RosnerWoodbury Financial Services, Inc.Epstein and White Financial LLC05-03-2018
Angela Z. BakerWoodbury Financial Services, Inc.Uvest Financial Services Group, Inc.$10003-10-2010
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC$50006-29-2009
Anissa Lynette CookeWoodbury Financial Services, Inc.Chase Investment Services Corp.$50010-01-2009
Ara Alexander KachadourianWoodbury Financial Services, Inc.NPB Financial Group, LLC08-21-2018
Arturo Aray Benin Jr.Woodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$50007-02-2009
Benjamin James BlumWoodbury Financial Services, Inc.Cetera Investment Management LLC$10007-12-2018
Betty Elizabeth AzmoonWoodbury Financial Services, Inc.Centaurus Financial, Inc.$50003-05-2018
Catherine Lekos BoyerWoodbury Financial Services, Inc.Commonwealth Financial Network$50008-23-2016
Christian Eugene WhiteWoodbury Financial Services, Inc.Capital Guardian, LLC02-14-2013
Christopher Frank Pontrelli Jr.Woodbury Financial Services, Inc.Transamerica Financial Advisors, Inc$50012-11-2014
Claudia Brady MassieWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.$10012-19-2012
Damon Andrew PiersonWoodbury Financial Services, Inc.Level Four Advisory Services$25008-13-2010
Darren Edward WatsonWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$10008-29-2019
Daryl Tomobu SerizawaWoodbury Financial Services, Inc.Independent Financial Group, LLC08-10-2017
Delia E. AtheyWoodbury Financial Services, Inc.Pruco Securities, LLC.09-01-2017
Donn Sandy LevineWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-17-2019
Efrain Vasquez MorenoWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Erick BaerWoodbury Financial Services, Inc.J.P. Turner & Company, L.L.C.$50009-23-2015
Esteban MunozWoodbury Financial Services, Inc.Foresters Financial Services, Inc.$15004-10-2015
Eva Sue McLaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Griffin Woods BarashWoodbury Financial Services, Inc.UnionBanc Investment Services, LLC$25005-08-2012
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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