Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene BialczakWoodbury Financial Services, Inc.Royal Alliance Associates, Inc.07-23-2019
Carolyn Shapiro PozziWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
John Edward MelloWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert William CairnsWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Rafat Jadoun JadonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Maria Regina BedoyaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Margaret Flaherty ElmerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Charles Randolph LeeWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Elisia Marlene LattimerWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
William Austin SlepcevichWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Timothy Bradford MaloneWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Anthony Gerald CotugnoWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert Glenn McdonaldWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Terri Lyn EadsWoodbury Financial Services, Inc.Lion Street Financial, LLC05-04-2018
Kevin Joseph MoreeWoodbury Financial Services, Inc.LPL Financial LLC02-15-2018
Deborah Ann JohnsonWoodbury Financial Services, Inc.Next Financial Group, Inc.06-30-2017
Mark Andrew MarrazzoWoodbury Financial Services, Inc.Southeast Investments, N.C., Inc.01-22-2014
James Dalton Spell IIIWoodbury Financial Services, Inc.AXA Advisors, LLC10-22-2009
Keith Roger HullumWoodbury Financial Services, Inc.AXA Advisors, LLC$1002-28-2019
Michael John FlateauWoodbury Financial Services, Inc.Questar Capital Corporation$1010-17-2017
Christopher David BuchananWoodbury Financial Services, Inc.Questar Capital Corporation$2003-01-2019
Randolph Miles PetersWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Jorge Luis MontelongoWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Scott Martin SuraceWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Steven Ira GildarWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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