Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Marc SilvermanWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Laura Ann PesekWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Gopal Dutt SharmaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Andrew P. BarclayWoodbury Financial Services, Inc.Thrivent Investment Management Inc.10-11-2018
Christopher Brian SnedekerWoodbury Financial Services, Inc.Investment Planners, Inc.07-30-2018
Gregory Owen FrazierWoodbury Financial Services, Inc.LPL Financial LLC01-16-2018
Michael Andrew CoracyWoodbury Financial Services, Inc.SII Investments, Inc.01-08-2018
William Jonathan AndrewWoodbury Financial Services, Inc.SII Investments, Inc.01-02-2018
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
David Harvey GreenspahnWoodbury Financial Services, Inc.Mutual Trust Co. of America Securities12-22-2016
Thomas Stuart White IIIWoodbury Financial Services, Inc.Lion Street Financial, LLC08-04-2016
Jeffrey Carter JohnsonWoodbury Financial Services, Inc.PFS Investments Inc.10-02-2015
Brian Anthony KieferWoodbury Financial Services, Inc.LPL Financial LLC03-17-2015
Margaret Mary RemlingerWoodbury Financial Services, Inc.H. Beck, Inc.06-21-2013
Mark Jerome SheahanWoodbury Financial Services, Inc.World Equity Group, Inc.06-07-2013
Denise Marie BaranowskiWoodbury Financial Services, Inc.Sigma Financial Corporation12-10-2012
Matthew David CalleroWoodbury Financial Services, Inc.Bedford Financial Group, Inc.02-01-2012
Paul Dean HillWoodbury Financial Services, Inc.MML Investors Services, LLC12-19-2011
Eric James NelsonWoodbury Financial Services, Inc.Chase Investment Services Corp.12-13-2010
Terrence Lee PorroWoodbury Financial Services, Inc.VALIC Financial Advisors, Inc.10-21-2010
Sally Hyunsook ChungWoodbury Financial Services, Inc.MetLife Securities Inc.06-30-2010
Jock Mckaig CameronWoodbury Financial Services, Inc.VALIC Financial Advisors, Inc.05-03-2010
Steven Joseph WilhusenWoodbury Financial Services, Inc.Chase Investment Services Corp.02-19-2010
Brian Dale CarlisleWoodbury Financial Services, Inc.Voya Financial Advisors, Inc.02-18-2010
Michael Patrick FaloonaWoodbury Financial Services, Inc.World Equity Group, Inc.12-01-2009
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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