Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Yaroslav Mohyla Jr.Woodbury Financial Services, Inc.Cetera Advisor Networks LLC$5011-30-2016
Wei LuoWoodbury Financial Services, Inc.H. Beck, Inc.01-05-2017
David Ryan ShoberWoodbury Financial Services, Inc.Securities Service Network, LLC07-17-2017
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
George E. EnoneWoodbury Financial Services, Inc.Capital One Investing, LLC$5007-11-2018
Rosemarie Filippone CohenWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
David Louis GreeneWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Andrew Edward Hickey IIIWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Gregory S. PangWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Robert Francis ToczylowskiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Diana M. LeonWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Patricia Elaine VeneyWoodbury Financial Services, Inc.Questar Capital Corporation$20003-01-2019
Dwight Lamont FergusonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Megan Louise AveryWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Bonnie Renee KiddWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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