Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas BurnsWoodbury Financial Services, Inc.Kestra Investment Services, LLC03-14-2018
Scott Allen BoschWoodbury Financial Services, Inc.Waddell & Reed01-25-2018
William Lee GrossmanWoodbury Financial Services, Inc.SII Investments, Inc.11-27-2017
Virgil Leonard BrennyWoodbury Financial Services, Inc.National Planning Corporation$1010-20-2017
Kiley Sorale DemeryWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC$1010-02-2017
Michael James UssreyWoodbury Financial Services, Inc.Investment Planners, Inc.09-07-2017
Judy Lee GartnerWoodbury Financial Services, Inc.MML Investors Services, LLC03-08-2017
Peter Glen MilesWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$102-17-2017
Erik Jeffrey YoungWoodbury Financial Services, Inc.Cetera Advisor Networks LLC01-26-2017
Jody Kay McdonoughWoodbury Financial Services, Inc.Thrivent Investment Management Inc.01-25-2017
Christopher Michael LundWoodbury Financial Services, Inc.Edward Jones09-09-2016
Jeffrey Paul SchwinglerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.09-07-2016
John Robert HeikeWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC$5008-01-2016
Lauren Elizabeth KleinWoodbury Financial Services, Inc.VPWM Advisors11-17-2015
Scott Robert NicholsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.$105-07-2013
Jeffrey Allen WeggeWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$5008-08-2012
Donald Jerome Kaspari Jr.Woodbury Financial Services, Inc.HD Vest Investment Services$2503-02-2012
Robert Kook Meints Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC$5012-15-2011
Brent Colin PeroutkaWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC$112-01-2011
Brian Laron HonnWoodbury Financial Services, Inc.Raymond James Financial Services, Inc.$105-07-2010
Michael Thomas RyanWoodbury Financial Services, Inc.Securities America, Inc.$12212-01-2009
Bradley Patrick TimmonsWoodbury Financial Services, Inc.Parkland Securities, LLC$5010-01-2009
Robert Waldemar PetersenWoodbury Financial Services, Inc.AXA Advisors, LLC08-01-2009
Gregory Allen Naylor Jr.Woodbury Financial Services, Inc.Ameriprise Financial Services, Inc.07-20-2009
Matthew Roy StahlWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.06-29-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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