Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua David TitusWoodbury Financial Services, Inc.LPL Financial LLC05-23-2019
James David CurtisWoodbury Financial Services, Inc.Ameritas Investment Company, LLC04-03-2019
Matthew A. NeroneWoodbury Financial Services, Inc.Ameritas Investment Company, LLC04-03-2019
Nicholas Michael KalogerasWoodbury Financial Services, Inc.Avantax Investment Services, Inc.09-11-2018
Elizabeth Anne HermanWoodbury Financial Services, Inc.Mid Atlantic Capital Corporation11-03-2017
Stephen Thanh LamWoodbury Financial Services, Inc.Mid Atlantic Capital Corporation11-03-2017
David Joseph AllonWoodbury Financial Services, Inc.Citizens Securities, Inc.10-30-2017
Kevin M. McCarthyWoodbury Financial Services, Inc.National Planning Corporation09-29-2017
Mark Steven WagnerWoodbury Financial Services, Inc.LPL Financial LLC01-31-2017
Timothy A. HockmanWoodbury Financial Services, Inc.LPL Financial LLC01-31-2017
Frank MartinoWoodbury Financial Services, Inc.LPL Financial LLC09-07-2016
Jeffrey Michael KroppWoodbury Financial Services, Inc.Market Street Wealth Management$1006-03-2016
Kelli R. ArmstrongWoodbury Financial Services, Inc.PNC Investments05-05-2016
Robert L. JavensWoodbury Financial Services, Inc.Pruco Securities, LLC.07-31-2015
Scott Hottel ChapinWoodbury Financial Services, Inc.First Allied Advisory Services, Inc.$1008-01-2014
Robert Charles SchubertWoodbury Financial Services, Inc.Woodbury Financial Services, Inc.01-02-2014
Gary M Klobchar Jr.Woodbury Financial Services, Inc.Voya Financial Advisors, Inc.$2507-10-2013
Jeffrey Earl PiferWoodbury Financial Services, Inc.Hefren-Tillotson, Inc.12-07-2012
John David DanzerWoodbury Financial Services, Inc.Investment Professionals, Inc.10-30-2012
David Bryan HunterWoodbury Financial Services, Inc.Janney Montgomery Scott LLC04-09-2012
Dale Richard AustinWoodbury Financial Services, Inc.AXA Advisors, LLC12-06-2011
Lenora Johns CunninghamWoodbury Financial Services, Inc.AXA Advisors, LLC11-29-2011
William J Cuba Jr.Woodbury Financial Services, Inc.Ameritas Investment Company, LLC05-06-2011
Jared Mitchell SchwarzWoodbury Financial Services, Inc.Lincoln Investment$1003-04-2011
Joseph A SpieckerWoodbury Financial Services, Inc.Avantax Investment Services, Inc.02-15-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.