Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph BarriosWoodbury Financial Services, Inc.First Heartland Capital, Inc.$2503-31-2020
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
William Fred HancockWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$2510-17-2018
Robert D. LackeyWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-08-2017
Matthew Caldwell RibbleWoodbury Financial Services, Inc.Victory Capital Services, Inc.$5003-17-2017
John J Maloney IIIWoodbury Financial Services, Inc.Edward Jones06-27-2016
Michael Dennis StokesWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2015
Melissa Beth ChipmanWoodbury Financial Services, Inc.Pruco Securities, LLC.06-09-2014
James Randall HodgesWoodbury Financial Services, Inc.OneAmerica Securities, Inc.12-16-2013
Stephen Douglas FryWoodbury Financial Services, Inc.Avantax Investment Services, Inc.05-17-2011
Christopher Chea StewartWoodbury Financial Services, Inc.AXA Advisors, LLC02-28-2011
Donna Whitson GuinnWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-19-2010
Robert Michael BeckerWoodbury Financial Services, Inc.Signator Investors, Inc.$1005-07-2010
David Robert McCainWoodbury Financial Services, Inc.Commonwealth Financial Network09-04-2009
Ronald Jay NaegleWoodbury Financial Services, Inc.Commonwealth Financial Network09-04-2009
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.