Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant Allen HallWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.12-27-2016
Martha N. RobinsonWoodbury Financial Services, Inc.AXA Advisors, LLC03-07-2011
Ashley W. CaudleWoodbury Financial Services, Inc.BBVA Securities Inc.$1006-01-2016
Ashish K. PatelWoodbury Financial Services, Inc.Capital One Investing, LLC$2507-11-2018
David F. WareWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Lesley Anne RandolphWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
John Allen SeamanWoodbury Financial Services, Inc.Cetera Investment Services LLC04-06-2010
Larry Gene Macy IIWoodbury Financial Services, Inc.Edward Jones11-16-2015
Charles Andrew CalderwoodWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$2501-28-2014
Toby John PetersWoodbury Financial Services, Inc.Independent Financial Partners11-28-2014
Stanley Cash CunninghamWoodbury Financial Services, Inc.INVEST Financial Corporation$10001-25-2018
Patrick Joseph CloutierWoodbury Financial Services, Inc.Lincoln Financial Securities Corporation12-10-2015
Matthew Bryce GournayWoodbury Financial Services, Inc.Lincoln Financial Securities Corporation12-10-2015
Steven Darryl LindbergWoodbury Financial Services, Inc.LPL Financial LLC05-01-2014
James Ernest FeredayWoodbury Financial Services, Inc.Nationwide Securities, LLC02-07-2014
Chana Kay BeeneWoodbury Financial Services, Inc.New England Securities$15005-29-2009
Anthony Craig CouchWoodbury Financial Services, Inc.Questar Capital Corporation$10003-01-2019
Karen Lea PongWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Richard Orlando AhumadaWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Marion Timothy PhilpotWoodbury Financial Services, Inc.Questar Capital Corporation$2003-01-2019
David Allan SchoeningWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Karin Regina StewartWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Michael A. SmithWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Ryan L. BradfordWoodbury Financial Services, Inc.Securian Financial Services, Inc.$1012-01-2014
Stephen Paul HuttonWoodbury Financial Services, Inc.Transamerica Financial Advisors, Inc$9004-28-2016
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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