Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Eric Hagman Jr.Woodbury Financial Services, Inc.LPL Financial LLC06-27-2019
David Paul WahlWoodbury Financial Services, Inc.BMO Harris Financial Advisors, Inc.$1006-07-2019
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Nelson Stuart WeineWoodbury Financial Services, Inc.Questar Capital Corporation$3703-01-2019
Bradley Owen OlsonWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Michael Scott RadichelWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
Alfred S. HickeyWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Matthew Thomas YerkesWoodbury Financial Services, Inc.RBC Capital Markets, LLC$15009-07-2018
Patrick David MeisterWoodbury Financial Services, Inc.LPL Financial LLC$5001-25-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Jane Marie SnyderWoodbury Financial Services, Inc.SII Investments, Inc.12-18-2017
Kevin E RustWoodbury Financial Services, Inc.SII Investments, Inc.12-15-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$2512-08-2017
Kenneth Dale MushelWoodbury Financial Services, Inc.SII Investments, Inc.$2511-29-2017
Ronald Henry EppingWoodbury Financial Services, Inc.SII Investments, Inc.$1011-17-2017
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
David Wayne HatzWoodbury Financial Services, Inc.SII Investments, Inc.$3511-15-2017
Gregory Steven CasperWoodbury Financial Services, Inc.SII Investments, Inc.11-10-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Nicky Alva WitteWoodbury Financial Services, Inc.SII Investments, Inc.$7011-01-2017
Jason Lee OpieWoodbury Financial Services, Inc.SII Investments, Inc.$5011-01-2017
Greg Alan SchroederWoodbury Financial Services, Inc.SII Investments, Inc.$3211-01-2017
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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