Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Robert Michael Lester Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-29-2019
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Robert George David Jr.World Equity Group, Inc.Taylor Capital Management Inc.06-26-2019
Neil Howard RobackWorld Equity Group, Inc.Taylor Capital Management Inc.06-25-2019
Gregory Anthony MatthewsWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Frederic William SchrodtWorld Equity Group, Inc.Lake Forest Securities, LLC02-22-2019
Jason Gavrin WalshWorld Equity Group, Inc.Lake Forest Securities, LLC11-28-2018
Scott F. HoskinsWorld Equity Group, Inc.Global Financial Private Capital, LLC11-04-2013
Sarah Joan SimmonsWorld Equity Group, Inc.Feltl & Company04-02-2013
Charles Robert TaylorWorld Equity Group, Inc.Intervest International Equities Corporation03-05-2013
Ryan Michael GarrityWorld Equity Group, Inc.Jackson National Life Distributors LLC01-24-2012
Donald Todd CohenWorld Equity Group, Inc.Regal Securities, Inc.10-31-2011
Kristian LongoWorld Equity Group, Inc.Regal Securities, Inc.10-31-2011
Christopher T. DallasWorld Equity Group, Inc.Best Direct Securities, LLC05-31-2011
Paul Philip KaczmarczykWorld Equity Group, Inc.Uhlmann Price Securities, LLC08-19-2010
Sherwin ShenfeldWorld Equity Group, Inc.Secondcap America LLC08-06-2010
Robert Steven FieldWorld Equity Group, Inc.Long Grove Trading Co.08-31-2009
Chad Alan TunebergWorld Equity Group, Inc.Waterstone Financial Group, Inc.08-31-2009
Anthony George LavardaWorld Equity Group, Inc.Long Grove Trading Co.08-18-2009
Harvey Elwood Hutchinson IVWorld Equity Group, Inc.Waterstone Financial Group, Inc.08-17-2009
Justin Jon BarhamWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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