Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Bennett CarltonLPL Financial LLCSSN Advisory, Inc.09-03-2020
Dean Allan Gambrell SrLPL Financial LLCSSN Advisory, Inc.09-02-2020
BRAD ALAN HENDRIX SrLPL Financial LLCSSN Advisory, Inc.$1809-02-2020
Earl Bennett Falkner Jr.Cetera Advisors LLCSSN Advisory, Inc.09-02-2020
Brice Collin FalknerCetera Advisors LLCSSN Advisory, Inc.09-02-2020
Earl Bennett Falkner IIICetera Advisors LLCSSN Advisory, Inc.09-02-2020
Stephen Jerome LafolletteLPL Financial LLCWells Fargo Clearing Services, LLC$10008-11-2020
Robert Clay BlackwellLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Robert Glenn RayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-04-2020
Lance Christopher ErnestMerrill Lynch, Pierce, Fenner & Smith IncorporatedGenworth Financial Advisers Corporation08-03-2020
Scott Aaron RichardsPrincipal Securities, Inc.Nationwide Securities, LLC06-30-2020
Wesley T. CoodyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10005-29-2020
Joseph Lenwood Lomax Jr.Cambridge Investment Research, Inc.Voya Financial Advisors, Inc.$105-29-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
James Alexander Waters Jr.Lion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Allen Ray TaylorLion Street Financial, LLCFSC Securities Corporation$3504-30-2020
Michael Alexander JohnsonWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-21-2020
Jonathan Jarrett CrawfordKeel Point, LLCBB&T Securities, LLC04-17-2020
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Jordan Christopher MaruszakHancock Whitney Investment Services Inc.Cetera Investment Services LLC04-14-2020
James Hunter Flack IIIKestra Investment Services, LLCProEquities, Inc.04-13-2020
Deborah Linn MosleyNYLIFE Securities LLCNYLIFE Securities LLC04-09-2020
Paul R. HicksPNC InvestmentsHancock Whitney Investment Services Inc.04-08-2020
Bonnie PartinAllstate Financial Services, LLCTransamerica Financial Advisors, Inc04-03-2020
Jeffery Adam VandiverLPL Financial LLCCetera Investment Services LLC03-25-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.