Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Alan BowenWilkins Miller Wealth Management, LLC1st Global Capital Corp.$5011-24-2012
Scott Alan WhisenantMoney Concepts Capital Corp1st Global Capital Corp.10-07-2009
Paul Benson MarksProEquities, Inc.ACG Advisory Services Inc$15004-02-2009
Daniel L LoganEdward JonesADP Broker-Dealer, Inc.01-22-2020
Jared Cole GilbertTIAA-CREF Individual & Institutional Services, LLCAdvised Assets Group, LLC10-03-2017
Keeley Michael MooreProEquities, Inc.Allstate Financial Advisors, LLC04-13-2012
Kenneth Wayne EdwardsNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC07-07-2020
Diane E BeechWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-26-2019
Keith Hobert ScottLincoln Financial Securities CorporationAllstate Financial Services, LLC$2502-08-2019
Martin Edward DorsettThe O.N. Equity Sales CompanyAllstate Financial Services, LLC$2506-15-2017
Richard Clendinning MasonTD Ameritrade Investment Management, LLCAllstate Financial Services, LLC03-10-2017
Adam Nelson LauderdaleLPL Financial LLCAllstate Financial Services, LLC11-08-2016
Stephen Woodrow CallahanAvantax Investment Services, Inc.Allstate Financial Services, LLC05-25-2010
James Charles Morgan JrPrincipal Securities, Inc.Allstate Financial Services, LLC12-17-2009
Dennis Laird Donald Lundy Jogn PfaudlerLPL Financial LLCAmeriprise Financial Services, LLC$12012-02-2016
John Matthew BurnsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-31-2020
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, LLC$15010-28-2019
Stanford Hastings RobertsSA Stone Wealth Management Inc.Ameriprise Financial Services, LLC09-20-2019
Thomas Dewayne BondsNBC Securities, Inc.Ameriprise Financial Services, LLC07-01-2019
Lisa Michelle CorvoNBC Securities, Inc.Ameriprise Financial Services, LLC05-07-2019
Craig Olin Vinson JrRaymond James & Associates, Inc.Ameriprise Financial Services, LLC04-18-2019
Andrew Curry WaltersEdward JonesAmeriprise Financial Services, LLC01-28-2019
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2511-28-2018
Cavett Robert CooperOneAscent Financial Services LLCAmeriprise Financial Services, LLC03-22-2017
John William Pfaudler JrRFG Advisory, LLCAmeriprise Financial Services, LLC$5012-08-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.