Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn Lee BennettNBC Securities, Inc.JHS Capital Advisors, LLC$2507-23-2015
Lee Scott SteortsNBC Securities, Inc.JHS Capital Advisors, LLC07-23-2015
Allison Marie HannaNBC Securities, Inc.JHS Capital Advisors, LLC07-08-2015
Timothy Patrick HealyCetera Investment Services LLCJohn Hancock Funds, LLC$10002-08-2014
Milton Oliver Booth IIILPL Financial LLCJohnson Sterling, Inc.12-16-2014
Mitchell Forrest Simmons Jr.Keel Point Capital, LLCKeel Point Advisors, LLC01-02-2015
William Bonham ScogginsKeel Point Capital, LLCKeel Point Investments, LLC01-02-2015
Michael Frank Barnett Jr.Morgan StanleyKestra Investment Services, LLC08-10-2017
Edwin Lee Peters Jr.Kestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Gerald Russell WolsfeltKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Thomas Randolph CampbellKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Jonathan Eric MillicanBridgeworth, LLCKINSIGHT, LLC01-14-2017
Carl Johan GrahsNavigate Wealth Management, LLCKinsight, LLC02-19-2015
Caleb Ryan HopkinsNavigate Wealth Management, LLCKINSIGHT, LLC02-19-2015
Clifton Ray HunterFinancial Strategies Wealth Management LLCL&L Financial Services, LLP06-25-2014
James Robert PearsonFinancial Strategies Wealth Management LLCL&L Financial Services, LLP04-14-2014
Thomas James LopshireProEquities, Inc.Lighthouse Capital Corporation08-14-2009
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-01-2015
Brian Hinson, Bob Johnson, Jonathan HornsbyLPL Financial LLCLincoln Financial$25004-30-2015
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL Financial LLCLincoln Financial$1,00008-14-2012
Derrell Glenn CrimmCommonwealth Financial NetworkLincoln Financial Advisors Corporation$1010-01-2015
Robert Wayne JohnsonBridgeworth, LLCLincoln Financial Advisors Corporation04-30-2015
Brian Troy HinsonLPL Financial LLCLincoln Financial Advisors Corporation04-30-2015
David Marcus CurlesBridgeworth, LLCLincoln Financial Advisors Corporation08-13-2012
Delynn Moring ZellBridgeworth, LLCLincoln Financial Advisors Corporation08-09-2012
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Showing 326 to 350 of 1,091 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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