Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Franklin BrownLPL Financial LLCCetera Investment Services LLC09-09-2013
Joe Cephus Colvin Jr.Allstate Financial Services, LLCCetera Investment Services LLC10-02-2012
Mitchell Bryant OwensEdward JonesCetera Investment Services LLC$10007-17-2009
Jeffery Ames RileyPrincipal Securities, Inc.Charles Schwab & Co., Inc.$5008-27-2015
Barry Stanton JefferyLincoln InvestmentCincinnati Analysts, Inc.$1006-01-2012
Nancy Margaret DelonyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Martin Beasley Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jonathan Russell HandMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Dewitt DaughdrillMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Leigh Jacob ParksMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Darrell Stephen HydeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Arthur BridellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Mudd HidenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Frank Alan SiegalMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
George Russell McCurdy Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Ronnie RobbinsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Philip Herschel CrosbyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bobby Gerald AycockMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Roy Addison Nutt Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William E. Pearson Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Louis Holt CloudMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Gregory Brian BurchellMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Dane William BlockMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Oliver Anthony OrtonMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Stuart Thomas PattonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 151 to 175 of 1,090 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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