Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Hanson Slaughter1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.01-08-2016
Ashley Summers Tabb1919 Investment Counsel, LLCSterne, Agee & Leach, Inc.09-17-2015
Darryl Wayne Bryant6th Street Advisors, LLCMeld Financial, Inc.03-17-2011
Joshua Mcclelland SlocumAdvisory Services NetworkClark Financial Advisors02-12-2016
Christopher L. HowardAllstate Financial Services, LLCEdward Jones08-17-2018
John Christian HollemanAllstate Financial Services, LLCPrudential Annuities Distributors, Inc10-10-2017
Marc Wendt MontgomeryAllstate Financial Services, LLCState Farm VP Management Corp.07-18-2017
Paul H. AdamsAllstate Financial Services, LLCSagePoint Financial, Inc.01-13-2016
Frank C. Farnell Sr.Allstate Financial Services, LLCNYLIFE Securities LLC06-05-2015
William Chad WattsAllstate Financial Services, LLCCountry Capital Management Company09-23-2014
Steven T. FikesAllstate Financial Services, LLCSagePoint Financial, Inc.07-31-2014
Luke G. StevensAllstate Financial Services, LLCCountry Capital Management Company05-07-2014
Joe Cephus Colvin Jr.Allstate Financial Services, LLCCetera Investment Services LLC10-02-2012
James Darryl NeeseAllstate Financial Services, LLCCW Securities, LLC07-13-2012
Floyd Ray Hall IIIAllstate Financial Services, LLCPrincipal Securities, Inc.08-04-2011
Robert Lamar YarbroughAllstate Financial Services, LLCVALIC Financial Advisors, Inc.01-05-2011
George Herve Blais Jr.American Portfolios Financial Services, Inc.Greenwich Private Wealth LLC07-30-2013
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Keith Gaines DragoAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10003-28-2019
Steve Albert ClarkAmeriprise Financial Services, Inc.McDonald & Hagen Wealth Management$40010-19-2018
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-20-2018
Donald Bert HarrisAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-06-2018
Rodney Marcus ScottAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Rodney Louis BerryAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
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Showing 1 to 25 of 1,074 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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