Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Bruce KeeneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Herman Brantley Sanders IIIWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-05-2009
Jason Hunt SandersWells Fargo Clearing Services, LLCMorgan Stanley & Co. Incorporated01-05-2009
Megan Louise SpainLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.01-05-2009
George D. GillenLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
David M. BridgesLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
James Aubrey Sapp Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-07-2009
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009
Jonathan Scott ParkerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Jason Lee SchrimsherUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Dwight Heidelberg ReynoldsTriad Advisors LLCCitigroup Global Markets Inc.$5001-23-2009
Andrew W. Lamar IIIRaymond James Financial Services, Inc.Edward Jones01-30-2009
Brett Christian CrawfordUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-27-2009
John David BarrancoUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-27-2009
Richard Baker AustinUBS Financial Services Inc.Morgan Stanley & Co. LLC02-27-2009
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Janet Lee WilsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Harry Lee JacksonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2009
Mem Stewart Webb Jr., Gerald Allen GarnerUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Paul Benson MarksProEquities, Inc.ACG Advisory Services Inc04-02-2009
Michael Wayne Wiginton Sr.Cantella & Co., Inc.Wells Fargo Clearing Services, LLC04-04-2009
Amanda Elisabeth StiffHarbor Financial Services, LLCAccess Advisors LLC04-07-2009
Ronald Lou FritzeWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-16-2009
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$3004-17-2009
Jason D. LandersKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
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Showing 1 to 25 of 1,074 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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