Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher BethuneLincoln Financial Advisors CorporationProEquities, Inc.05-17-2019
Aaron Keith GammonCetera Investment Services LLCSA Stone Wealth Management Inc.04-13-2013
Aaron Michael NelsonWarren Averett Asset Management, LLCAMN Investments05-04-2015
Aaron Michael NelsonAMN InvestmentsPFM Capital Management LLC09-30-2009
Aaron Michael SweereMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoney Concepts Capital Corp11-18-2016
Aaron Wayne QuinnCetera Investment Services LLCEdward Jones12-01-2015
Abria Jacquelyne QueenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Adam FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Adam John ThomasRaymond James Financial Services, Inc.LPL Financial LLC$26003-31-2017
Adam K. HarrisProEquities, Inc.Lincoln Investment03-29-2019
Adam Michael SaucerCountry Capital Management CompanyMML Investors Services, LLC03-17-2016
Adam Nelson LauderdaleLPL Financial LLCAllstate Financial Services, LLC11-08-2016
Adam Nelson LauderdaleAllstate Financial Services, LLCMetLife Securities Inc.04-08-2015
Adam Patrick KlineFirst Heartland Capital, Inc.Morgan Stanley10-01-2013
Adam Phillip BellWFG Investments, Inc.Rockbridge Asset Management, LLC$20004-05-2010
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Adam Thomas O'ShieldsRaymond James Financial Services, Inc.UBS Financial Services Inc.$15007-07-2014
Adam Timothy ClemWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments07-17-2017
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-05-2019
Adolph Weil IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.$10006-10-2011
Adrian Freund StillmanSA Stone Wealth Management Inc.Lakeview Capital Partners, LLC$15011-01-2013
Adrian Vanderwoude Sr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$50004-29-2009
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Aimee Waters BarnesLPL Financial LLCProEquities, Inc.06-10-2016
Aishah SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$10008-08-2018
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Showing 1 to 25 of 1,642 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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