Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Douglas Woodruff IIIRaymond James Financial Services, Inc.FSC Securities Corporation08-01-2016
Andrew Michael McCayMorgan StanleyBBVA Securities Inc.07-22-2016
Christopher Paul WebbEdward JonesProEquities, Inc.07-22-2016
J. Shawn GentleRaymond JamesWells Fargo Advisors$17507-20-2016
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.07-19-2016
Christopher Dalton NixLeavell Investment Management, Inc.Mensura Securities, LLC07-18-2016
Uriah D. WilliamsMorgan StanleyWells Fargo Clearing Services, LLC07-13-2016
Richard Martin BentonSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.07-07-2016
Elizabeth Giltz AndersonProEquities, Inc.Edward Jones07-07-2016
Thomas Quentin Cannon Jr.SA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.07-07-2016
Donald G. ChastainMcDonald & Hagen Wealth ManagementLPL Financial LLC07-07-2016
Jason J. BryantMcDonald & Hagen Wealth ManagementLPL Financial LLC07-07-2016
Jonathan Davis GoodeInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Ginger Valene HarperInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Mary Margaret HartleySA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Preston Mccorkle MorrisSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Christopher Allen HaydenSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Lee Roy Hoekenschnieder Jr.SA Stone Investment Advisors Inc.Sterne Agee Investment Advisors, Inc.06-30-2016
Jason William PeckSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Kevin C. BrooksSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Ian Blane MeierdiercksSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Patrick Wayne Bussey IIISA Stone Investment Advisors Inc.Sterne Agee Investment Advisors, Inc.06-30-2016
Michael Thomas McFarlandSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
Robert Clymer HendricksonSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
David Lee NastSA Stone Investment Advisors Inc.Sterne Agee Asset Management, Inc.06-30-2016
« Previous PageNext Page »

Showing 276 to 300 of 1,062 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.