Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Anthony BrionesVALIC Financial Advisors, Inc.Farmers Financial Solutions, LLC01-06-2016
Solomon Davis IIIMorgan StanleyAllstate Financial Services, LLC12-23-2015
Elizabeth BarnettSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-11-2015
Lawrence E. WallCambridge Investment Research, Inc.Ameritas Investment Corp.12-07-2015
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Steve Alan Tucker Jr.ProEquities, Inc.PFS Investments Inc.11-16-2015
Andrew Michael ChapmanKeel Point Capital, LLCMorgan Stanley11-06-2015
Ryan Leslie SchumannRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC11-04-2015
James Andrew WilliamsStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10010-30-2015
Richard Lester BlondheimMorgan StanleyWells Fargo Clearing Services, LLC$5010-30-2015
Elliot Jerome HicksSecurities America, Inc.Ameriprise Financial Services, Inc.10-30-2015
R. Paul Paul JohnsonLPL Financial LLCBBVA Securities Inc.10-28-2015
Melissa L. GriffithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
Derrick Dale MosleyRaymond James & Associates, Inc.SunTrust Investment Services, Inc.10-16-2015
Robert Eugene PetroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5010-15-2015
Marcus Alan HallAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Leeann Kelly HananRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-05-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-01-2015
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$37010-01-2015
Marcus Alan CauseyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-01-2015
Everett Francis Nix Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-01-2015
Derrell Glenn CrimmCommonwealth Financial NetworkLincoln Financial Advisors Corporation$1010-01-2015
Steven Lee HagoodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2015
William S. HumberStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2015
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Showing 351 to 375 of 1,064 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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