Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Plaster Clark Scarvey Harry ShumakerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$33304-21-2017
Jonathan RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-11-2019
Lauren PearsonHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2016
Sonny Skinner Mark Causey Everett Nix Steve Hagood Will HumberStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$37010-01-2015
Don Gill William LaRosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$47001-11-2012
Sergio DOliveira Francisco DOliveira Leonardo Silva Tod FrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$27906-18-2010
Thomas Dedrick Pam FranklinRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$16202-21-2014
Walter Russell TrappMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Bradley Michael BeasleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
James Lovell Belew JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Adam J ConnollyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2020
William A TrappMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Mark Thomas WilliamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Aubrey E WilsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Brandon Tyler BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Ralston Darnell TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Holley Sanders PierceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
John Michael Hearne JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Mark Kevin MantoothMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Raymond Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-17-2020
Patrick Kevin ShieldsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-17-2020
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Julie D AlleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Parker Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Next Page »

Showing 1 to 25 of 109 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.