Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-20-2018
Jordan Plaster, Clark Scarvey, Harry ShumakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$33304-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2017
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2011
Ryan Matthew ParksBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-05-2019
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-05-2019
Joseph D DumontierBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Janet Lee WilsonCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Michael Shane RobinsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Vester Mandiver Martin IIIEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-21-2009
Douglas R. FalkinburgHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2010
Lauren PearsonHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2016
Jason D. LandersKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Melissa L. GriffithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Charlton Fair Anderson Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2014
William Wesley Neighbors Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Lee Russell ApplebaumLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2011
John Randall GraysonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Harry Lee JacksonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2009
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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