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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Amy Elisabeth BaughmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010
Andrew Hartselle MearsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Chadwick Blair ShullCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Charles Matthew FetnerTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2011
Charles Thomas LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2010
Charlton Fair Anderson Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-09-2014
Christopher Allen DubberlyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Clay Penton CookBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2015
Crystal Lynn SmithersHarbor Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Curtis Daniel FesslerHIMCO Distribution Services CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2011
Daimon Remonte Jones Sr.MetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Daniel A. DifrusciaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2016
Daniel J. DeanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Daniel J. Richardson Jr.Berthel, Fisher & Company Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2013
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
David Michael WelshMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2009
David Ross SearcyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2013
David Ryan JefferyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.