Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-05-2019
Amy Elisabeth BaughmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Charlton Fair Anderson Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2014
Christopher Allen Dubberly, Leah Schilleci Dubberly, Teresa Skipper Bechard, Daniel J. DeanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Daniel A. DifrusciaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2016
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
David Ross SearcyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2013
David SchrottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2013
Daymeon A. FishbackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Don Gill, William LaRosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$47001-11-2012
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2011
Douglas R. FalkinburgHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2010
Elizabeth BarnettSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-11-2015
Everett Francis Nix Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-01-2015
Frederic Luther Sjostrom IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-10-2014
Gaines E. Grelier KohnSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
George Collins McClintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Gilbert Todd Meadows IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
Harry Lee JacksonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2009
Henry J HagoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-16-2012
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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