Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J ConnollyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2020
Adolph Weil IVBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-05-2019
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Amy Elisabeth BaughmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010
Aubrey E WilsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Bari BridgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Bradley Michael BeasleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Brandon Tyler BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2020
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Charles Thomas LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2010
Charlton F Anderson JrLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2014
Christopher Allen DubberlyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-26-2012
Christopher C CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Daniel J DeanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-26-2012
David Eugene LewisCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
David Ross SearcyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-01-2013
Don Gill William LaRosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$47001-11-2012
Donna Suzanne CatesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2011
Douglas R FalkinburgHancock Whitney Investment Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2010
ELIZABETH Duren BARNETTSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-11-2015
Everett F NixStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-01-2015
Francisco Dal Poz DOliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-04-2010
Frederic Luther Sjostrom IiiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2014
Gaines Elizabeth Grelier KohnSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.