Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Joseph D DumontierBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Lee Bigelow CrockerRFG Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
George Collins McClintock Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Daniel A. DifrusciaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2016
Charles Andrew LineberryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Christopher C. CordleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Melissa L. GriffithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
Steven Lee HagoodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2015
William S. HumberStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2015
Robert Eustace Schuler IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
Michael Shane RobinsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Charlton Fair Anderson Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2014
Samuel Hill ThompsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2013
Daymeon A. FishbackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Christopher Allen Dubberly, Leah Schilleci Dubberly, Teresa Skipper Bechard, Daniel J. DeanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Gaines E. Grelier KohnSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
William Wesley Neighbors Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Richard A ViseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2012
Next Page »

Showing 1 to 25 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.