Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Lisa Kay EastWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
G Scott Scott NewsomWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Nicholas Royce DamronWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Robert Eustace Schuler IIPruco Securities, LLC.Morgan Stanley08-21-2019
Robert Peyton HaleySynovus Securities, Inc.Morgan Stanley07-31-2019
Joseph R. Agee IIIKeel Point Capital, LLCMorgan Stanley$2503-01-2019
Emily Nicole MasonSynovus Securities, Inc.Morgan Stanley02-20-2019
Eric Galvin JohnsonWells Fargo Clearing Services, LLCMorgan Stanley$5002-15-2019
Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$1,00002-15-2019
Shelley Lynne ByrdWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley$1012-21-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Ross Douglass JordanBBVA Securities Inc.Morgan Stanley07-17-2018
Ty Ray KeenumSA Stone Wealth Management Inc.Morgan Stanley07-02-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
Caroline Elizabeth BentleyKeel Point Capital, LLCMorgan Stanley07-07-2017
Traci Hall SegrestUBS Financial Services Inc.Morgan Stanley04-18-2017
John Hamilton Pounds Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2016
John Hamilton Pounds IIIWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2016
James Ellis Day IIIHighTower Securities, LLCMorgan Stanley$2506-24-2016
Hope Michele StrongAmeriprise Financial Services, LLCMorgan Stanley$5006-13-2016
Perry Braxton PerrinNationwide Securities, LLCMorgan Stanley05-25-2016
Rebecca Hardwich BakerUBS Financial Services Inc.Morgan Stanley04-22-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.