Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eliza Turner McKewenRaymond James Financial Services, Inc.Morgan Stanley$5009-28-2020
John Arthur MaloneRaymond James Financial Services, Inc.Morgan Stanley$10009-28-2020
David Edgar MaloneRaymond James Financial Services, Inc.Morgan Stanley$5009-28-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Lisa Kay EastWells Fargo Clearing Services, LLCMorgan Stanley$5009-13-2019
G Scott NewsomWells Fargo Clearing Services, LLCMorgan Stanley$5009-13-2019
Nicholas Royce DamronWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Robert Eustace SchulerPruco Securities, LLC.Morgan Stanley08-21-2019
Robert Peyton HaleySynovus Securities, Inc.Morgan Stanley$2507-31-2019
Joseph R Agee IIIKeel Point Capital, LLCMorgan Stanley$2503-01-2019
Eric G Johnson Brooks CollinsWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Eric Galvin JohnsonWells Fargo Clearing Services, LLCMorgan Stanley$5002-15-2019
Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$1,00002-15-2019
Shelley Lynne ByrdWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Thomas Reed Avant JrBenjamin F. Edwards & Company, Inc.Morgan Stanley12-21-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
John Horner IiiWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-28-2018
Randall Kevin FidlerCharles Schwab & Co., Inc.Morgan Stanley07-16-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
Traci Hall SegrestUBS Financial Services Inc.Morgan Stanley04-18-2017
John Hamilton Pounds JrWells Fargo Clearing Services, LLCMorgan Stanley06-28-2016
John Hamilton Pounds IIIWells Fargo Clearing Services, LLCMorgan Stanley06-28-2016
James Ellis Day IIIHighTower Securities, LLCMorgan Stanley$5006-24-2016
Rebecca Hardwich BakerUBS Financial Services Inc.Morgan Stanley04-22-2016
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.