Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise Financial Services, Inc.Morgan Stanley$13410-15-2010
Pearson Compton MatthewsAmeriprise Financial Services, Inc.Morgan Stanley10-15-2010
Glenn Edward Brandon Jr.BB&T Securities, LLCMorgan Stanley$10009-25-2015
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley12-21-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
Jason M. HealyCUNA Brokerage Services, Inc.Morgan Stanley11-01-2010
W.F. Sanders Jr., J. Wesley Clayton, Henry (Moss) E. Crosby Jr., Michael P. AhearnHightower AdvisorsMorgan Stanley$50009-13-2013
James Ellis Day IIIHighTower Securities, LLCMorgan Stanley$5006-24-2016
Robert D. WarrenHighTower Securities, LLCMorgan Stanley07-25-2014
Andrew Michael ChapmanKeel Point Capital, LLCMorgan Stanley11-06-2015
Lisa Marie WisemanKeel Point Capital, LLCMorgan Stanley$2505-01-2015
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Sheila Norton HaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-09-2015
Gary Michael GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-21-2014
Harry Alan Word Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-03-2013
Guy Bentley Wilder IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2013
Ryan Baker, Stuart HammMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$13003-14-2012
Julie Durbin HelmersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-05-2012
Ryan HammMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-18-2012
Neil David EggersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2011
Richard Dean Thome Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1010-21-2010
Robert Terry MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-23-2010
John Anthony LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2504-06-2010
Kim F. LepleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-12-2010
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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