Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blake Henry, Laurel Jackson CallawayLPL Financial LLC Raymond James & Associates, Inc.$10011-13-2019
Keith Gaines DragoAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10003-28-2019
William Robert Ogburn JrNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.01-10-2019
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.09-08-2018
William Raines WeldenLeavell Investment Management, Inc.Raymond James & Associates, Inc.03-26-2018
Mary Margaret DoyleRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-22-2018
Jeb Curtis BonnerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$14708-04-2017
William Barnwell Heyward Jr.Morgan StanleyRaymond James & Associates, Inc.06-09-2017
Christopher Lawrence CowingRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-22-2017
Jeffrey Dean AllenAmeritas Investment Corp.Raymond James & Associates, Inc.05-12-2017
Amanda Allen WilliamsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-02-2016
Melvin D. SikesRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5008-01-2016
Roger Alan Curtis Jr.BB&T Securities, LLCRaymond James & Associates, Inc.$10005-20-2016
Leeann Kelly HananRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-05-2015
Stephen Robert TaylorSynovus Securities, Inc.Raymond James & Associates, Inc.$2508-10-2015
Robert Samuel ChambersRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15006-19-2015
Morgan Stanton NixStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1011-10-2014
Vicki Annette ZacherHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2014
John Tim FosheeProEquities, Inc.Raymond James & Associates, Inc.01-16-2014
Brian William ThomasHarbor Financial Services, LLCRaymond James & Associates, Inc.07-13-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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