Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley S. LaySA Stone Wealth Management Inc.Raymond James & Associates, Inc.09-05-2019
Alex Holton BellBBVA Securities Inc.Raymond James & Associates, Inc.05-01-2019
Keith Gaines DragoAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10003-28-2019
Ginger JonesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.02-26-2019
William Robert Ogburn JrNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.01-10-2019
Allan Thomas PickleHarbor Financial Services, LLCRaymond James & Associates, Inc.$10010-02-2018
Debra Newman ShelbyHarbor Financial Services, LLCRaymond James & Associates, Inc.10-02-2018
Stephen M GrinerHarbor Financial Services, LLCRaymond James & Associates, Inc.$25010-01-2018
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.$10009-08-2018
Charles Michael JonesSA Stone Wealth Management Inc.Raymond James & Associates, Inc.$10008-03-2018
Mystie Denae McGloneSA Stone Wealth Management Inc.Raymond James & Associates, Inc.08-03-2018
Kyle Joseph WegrzynKeel Point Capital, LLCRaymond James & Associates, Inc.06-21-2018
William Raines WeldenLeavell Investment Management, Inc.Raymond James & Associates, Inc.03-26-2018
Sarah Elizabeth HahnPNC InvestmentsRaymond James & Associates, Inc.01-31-2018
Jeb Curtis BonnerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$14708-04-2017
John David BaierTeak Tree Capital Management, LLCRaymond James & Associates, Inc.07-11-2017
William Barnwell Heyward Jr.Morgan StanleyRaymond James & Associates, Inc.06-09-2017
Jeffrey Dean AllenAmeritas Investment Corp.Raymond James & Associates, Inc.05-12-2017
David Eugene TaylorInfinex Investments, Inc.Raymond James & Associates, Inc.11-08-2016
Roger Alan Curtis Jr.BB&T Securities, LLCRaymond James & Associates, Inc.$10005-20-2016
Craig Olin Vinson Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.05-20-2016
Thomas Mikell Leland Jr.Southeast Asset Advisors IncRaymond James & Associates, Inc.12-04-2015
Stephen Robert TaylorSynovus Securities, Inc.Raymond James & Associates, Inc.$25008-10-2015
Charles Everett BaileyB. Riley Wealth ManagementRaymond James & Associates, Inc.$15007-28-2015
Jason William SinclairBB&T Securities, LLCRaymond James & Associates, Inc.05-29-2015
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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