Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen G WallSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC04-25-2014
Bradford Lawrence FlowersRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2003-17-2017
Brian T. DegaetanoBBVA Securities Inc.Wells Fargo Clearing Services, LLC12-16-2013
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC07-26-2018
Charles Alan HandSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC07-09-2010
Charles Arthur WoodRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-03-2016
Cheryl B. CasebereMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2509-17-2010
Christopher Douglas GriffinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
Craig Sorrell Pittman Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00004-05-2019
David Henry Gilchrist Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-13-2013
David L. LittleKeel Point Capital, LLCWells Fargo Clearing Services, LLC08-31-2011
Debra Frances HaleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-17-2011
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-12-2013
Dustin Ellis WoodhamCetera Investment Services LLCWells Fargo Clearing Services, LLC02-13-2014
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Garry Lee McClureCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$5005-05-2010
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$3004-17-2009
Gilbert Keith NeighborsLPL Financial LLCWells Fargo Clearing Services, LLC$5011-03-2017
Guy Hamilton Caffey IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2015
James Duquesne AnkiewiczCetera Investment Services LLCWells Fargo Clearing Services, LLC04-28-2015
James Joseph BoydRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
James Nicholas HeruskaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-17-2012
James Ralph Cunningham Jr.SA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$5004-25-2014
Jeffrey Alan PhillipsLPL Financial LLCWells Fargo Clearing Services, LLC12-13-2012
Jeremy Bradford DuckStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-14-2014
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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