Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John R. Barrow IIIAmeriprise Financial Services, Inc.Edward Jones01-26-2010
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise Financial Services, Inc.Morgan Stanley$13410-15-2010
Pearson Compton MatthewsAmeriprise Financial Services, Inc.Morgan Stanley10-15-2010
Bryan Lee ParkerAmeriprise Financial Services, Inc.MetLife Securities Inc.$1003-09-2011
Richard John HydingerAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2503-11-2011
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2011
Debra Frances HaleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-17-2011
Robert Stephen HanleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2507-01-2011
James Nicholas HeruskaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-17-2012
Elizabeth Kuban CarlingtonAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.06-04-2012
Jeffrey S. WatersAmeriprise Financial Services, Inc.NYLIFE Securities LLC12-10-2013
Leopold Eden ScottAmeriprise Financial Services, Inc.HD Vest Investment Services05-28-2014
Stanford Hastings RobertsAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.08-11-2014
Clay Matthew CochranAmeriprise Financial Services, Inc.BBVA Securities Inc.09-04-2014
Michael John SheehanAmeriprise Financial Services, Inc.MetLife Securities Inc.08-07-2015
Marcus Alan HallAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Christopher Madison RoperAmeriprise Financial Services, Inc.Edward Jones$3802-02-2017
Jordan Plaster, Clark Scarvey, Harry ShumakerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$33304-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2017
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Jerry Wayne CardenAmeriprise Financial Services, Inc.LPL Financial LLC$2105-16-2017
Jeb Curtis BonnerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$14708-04-2017
Mark David BuckhaultsAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.08-23-2017
James Kenneth Spann IIAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-13-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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