Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Isbell O'RearBBVA Securities Inc.Cetera Investment Services LLC10-22-2019
David Wayne Hurst IIIBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-03-2019
Nathan Ryan NovotnyBBVA Securities Inc.Pruco Securities, LLC.05-28-2019
Alex Holton BellBBVA Securities Inc.Raymond James & Associates, Inc.05-01-2019
Frances K. Bliley-HernandezBBVA Securities Inc.Principal Securities, Inc.05-01-2019
Jeremy Alexander CrewsBBVA Securities Inc.Pruco Securities, LLC.08-22-2018
Cameron Duane RicksBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-26-2018
Ross Douglass JordanBBVA Securities Inc.Morgan Stanley$15007-17-2018
Michele Alexandra HightowerBBVA Securities Inc.Jackson National Life Distributors LLC06-28-2018
Misty Ervin DavisBBVA Securities Inc.LPL Financial LLC04-19-2018
Katherine M. CantrellBBVA Securities Inc.MWA Financial Services Inc.04-16-2018
Ruben Jonathan De LeonBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-05-2018
Wheat Andrew KelleyBBVA Securities Inc.BB&T Securities, LLC$50001-22-2018
Brian Lee ButlerBBVA Securities Inc.LPL Financial LLC12-20-2017
Chase A. CriderBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-11-2017
Angela Marie SandersBBVA Securities Inc.Allstate Financial Services, LLC06-13-2017
Cynthia Marie GiffordBBVA Securities Inc.Synovus Securities, Inc.05-15-2017
Neil A. KnierimBBVA Securities Inc.Principal Securities, Inc.04-04-2017
Kevin Lee CoffeyBBVA Securities Inc.MetLife Securities Inc.03-14-2017
Louis Wade BaxleyBBVA Securities Inc.Principal Securities, Inc.02-22-2017
Kathy Yvette JimenezBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-08-2017
William Blake TrotterBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-15-2016
Charlene Farmer ReyesBBVA Securities Inc.PNC Investments$10008-15-2016
Brent Matthew ToddBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-09-2015
April Leclerc DepaolaBBVA Securities Inc.Cetera Investment Services LLC09-09-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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