Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Amanda Dee FosterCambridge Investment Research, Inc.RBC Capital Markets, LLC01-05-2010
Bradley Charles WilsonCambridge Investment Research, Inc.Signator Investors, Inc.02-15-2017
Christopher Blake PrestridgeCambridge Investment Research, Inc.Signator Investors, Inc.02-15-2017
Daniel Cesnick PayneCambridge Investment Research, Inc.Securities America, Inc.11-09-2015
Garry Charles Hill Jr.Cambridge Investment Research, Inc.RFG Advisory, LLC$10009-17-2015
Garry Lee McClureCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2505-05-2010
James Kenneth Webb Jr.Cambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5004-01-2016
Jeffrey Scott SpragueCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$10010-05-2012
Jeffrey WrightCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.$1003-16-2017
Jo Ellen GreenwellCambridge Investment Research, Inc.Cetera Investment Services LLC01-16-2018
Jon Benjamin DixonCambridge Investment Research, Inc.RFG Advisory, LLC10-12-2015
Joseph Lenwood Lomax Jr.Cambridge Investment Research, Inc.Voya Financial Advisors, Inc.$105-29-2020
Keith Ledon PridgenCambridge Investment Research, Inc.Signator Investors, Inc.$1002-15-2017
Laura Cochran MickelsCambridge Investment Research, Inc.Principal Securities, Inc.$5004-20-2016
Lawrence E. WallCambridge Investment Research, Inc.Ameritas Investment Company, LLC$1012-07-2015
Matthew Richardon CleggCambridge Investment Research, Inc.Signator Investors, Inc.02-15-2017
Michael Jonathan RobertsCambridge Investment Research, Inc.LPL Financial LLC07-01-2015
Mike Hugh MickelsCambridge Investment Research, Inc.Principal Securities, Inc.04-20-2016
Roger Mixon DouglasCambridge Investment Research, Inc.Securities Service Network, LLC05-01-2017
Russell Cowan KizerCambridge Investment Research, Inc.ProEquities, Inc.10-16-2018
Timothy John DuncanCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Wesley T. CoodyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10005-29-2020

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.