Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, LLC$15010-28-2019
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, LLC11-02-2016
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, LLC02-27-2014
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, LLC$5009-25-2013
John Douglas TaborCetera Investment Services LLCAmeriprise Financial Services, LLC08-23-2013
Beth Kay StorieCetera Investment Services LLCAXA Advisors, LLC05-28-2014
James Alex LancasterCetera Investment Services LLCBB&T Investment Services, Inc.02-27-2018
Daniel J. Richardson Jr.Cetera Investment Services LLCBB&T Investment Services, Inc.09-06-2016
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
Stuart Paul WilsonCetera Investment Services LLCBBVA Compass Investment Solutions, Inc.01-11-2013
Angela Marie SandersCetera Investment Services LLCBBVA Securities Inc.03-23-2020
Shannon Clark BarrowCetera Investment Services LLCBBVA Securities Inc.$5007-10-2014
Greg James MartinCetera Investment Services LLCBBVA Securities Inc.06-17-2013
Heather T. Pickering BradfordCetera Investment Services LLCCapital One Investment Services LLC03-03-2014
William C. TeagueCetera Investment Services LLCCapital One Investment Services LLC10-28-2013
Wallace Daniel WeathersCetera Investment Services LLCCetera Investment Services LLC12-16-2015
Harold Russell HartonCetera Investment Services LLCCetera Investment Services LLC11-25-2013
George Isbell O'RearCetera Investment Services LLCCrews & Associates, Inc.01-29-2013
Tyler L. WhiteCetera Investment Services LLCEdward Jones12-02-2015
Aaron W. QuinnCetera Investment Services LLCEdward Jones12-01-2015
Scott M. LasloCetera Investment Services LLCEdward Jones04-23-2014
Matthew S. CowellCetera Investment Services LLCEdward Jones09-11-2013
Ryan Michael MoulinCetera Investment Services LLCEdward Jones$106-17-2013
Wesley Daniel StewartCetera Investment Services LLCEdward Jones01-30-2013
Matthew John ClarkCetera Investment Services LLCEssex National Securities, LLC09-26-2013
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.