Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, Inc.$15010-28-2019
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$2511-02-2016
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Daniel J. Richardson Jr.Cetera Investment Services LLCBB&T Investment Services, Inc.$2509-06-2016
Stuart Paul WilsonCetera Investment Services LLCBBVA Compass Investment Solutions, Inc.01-11-2013
William C. TeagueCetera Investment Services LLCCapital One Investment Services LLC10-28-2013
George Isbell O'RearCetera Investment Services LLCCrews & Associates, Inc.01-29-2013
Scott M. LasloCetera Investment Services LLCEdward Jones04-23-2014
Matthew John ClarkCetera Investment Services LLCEssex National Securities, LLC09-26-2013
Thomas Christian HallCetera Investment Services LLCInvestment Professionals, Inc.08-10-2016
Timothy Patrick HealyCetera Investment Services LLCJohn Hancock Funds, LLC$10002-08-2014
Raymond Douglas PfeifferCetera Investment Services LLCLPL Financial LLC$2504-10-2015
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
Richard Frances KlimptCetera Investment Services LLCPNC Investments06-03-2015
Charles Wilson RowellCetera Investment Services LLCPNC Investments$2502-10-2015
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.07-19-2016
Samuel Scobel ShoberCetera Investment Services LLCSecurities America, Inc.04-14-2017
Daniel John RiveraCetera Investment Services LLCSynovus Securities, Inc.01-29-2014
Jonathan Eugene AndersonCetera Investment Services LLCThe Leaders Group, Inc.08-13-2018
Joseph KassoufCetera Investment Services LLCWells Fargo Clearing Services, LLC$1004-23-2018
James Duquesne AnkiewiczCetera Investment Services LLCWells Fargo Clearing Services, LLC04-28-2015
John T. NemethCetera Investment Services LLCWells Fargo Clearing Services, LLC04-07-2014
Dustin Ellis WoodhamCetera Investment Services LLCWells Fargo Clearing Services, LLC02-13-2014

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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