Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Keith GammonCetera Investment Services LLCSA Stone Wealth Management Inc.04-13-2013
Aaron Wayne QuinnCetera Investment Services LLCEdward Jones12-01-2015
Antonio Avelino GarciaCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-28-2013
April Leclerc DepaolaCetera Investment Services LLCHancock Whitney Investment Services Inc.01-10-2013
Brandon Lamar BrooksCetera Investment Services LLCPNC Investments$10002-18-2014
Chadwick Blair ShullCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$50004-20-2018
Charles Wilson RowellCetera Investment Services LLCPNC Investments$25002-10-2015
Christopher Robert LazurekCetera Investment Services LLCTD Ameritrade Investment Management, LLC09-06-2013
Daniel Enrique LunaCetera Investment Services LLCNext Financial Group, Inc.$10009-24-2013
Daniel J. Richardson Jr.Cetera Investment Services LLCBB&T Investment Services, Inc.$25009-06-2016
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, Inc.$50009-25-2013
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.$15007-19-2016
Emily Noel BynumCetera Investment Services LLCScottrade, Inc.10-30-2017
Ethan Preston CopelandCetera Investment Services LLCMorgan Keegan & Company, Inc.$26001-10-2013
Gary Edward HendersonCetera Investment Services LLCSunTrust Investment Services, Inc.$15005-14-2013
George Isbell Orear Jr.Cetera Investment Services LLCCrews & Associates, Inc.01-29-2013
Ginger Kay AdamsCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-07-2018
Greg James MartinCetera Investment Services LLCBBVA Securities Inc.06-17-2013
Gregory Scott MasonCetera Investment Services LLCPNC Investments10-07-2013
James Alex LancasterCetera Investment Services LLCBB&T Investment Services, Inc.$50002-27-2018
James Duquesne AnkiewiczCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-28-2015
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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