Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$1012-14-2015
William B TrotterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.11-01-2012
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2511-28-2018
Michael Devine DuniganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2509-23-2009
John Robert IrelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAMN Investments10-20-2015
Alexander Wolff PolsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarey Financial, LLC01-07-2014
Thomas E. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Edward M. HassanMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Gregory Clyde PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-29-2009
Daniel J. Richardson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedColonial Brokerage, Inc.11-16-2009
Marc Joseph CabrajaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDuncan-Williams, Inc.$10007-30-2015
Victor N. Miller Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-18-2017
Rodney Marcus ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-29-2016
Brandon Travis WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEugenias Advisory Group, LLC06-23-2014
Claudia Mason JohnstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.10-04-2010
David Mcdonald WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$5011-15-2019
Clay Penton CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedHarbor Financial Services, LLC06-16-2014
Catherine MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC10-18-2017
Allison Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Patrick HapeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Mark Thomas WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2012
Aaron M. SweereMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoney Concepts Capital Corp11-18-2016
Michael Charles Lloyd PrewittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$1009-09-2011
Jason J. BryantMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.09-01-2011
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.