Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corbin M EllardMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-25-2020
Paige Watson LombardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-31-2020
Rick E. LessleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15001-28-2020
Allison Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
David Mcdonald WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$5011-15-2019
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Alan Gregory BradleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-30-2019
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2511-28-2018
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Thomas E. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Paul C. RankinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-10-2017
Catherine MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC10-18-2017
Tabitha Leigh BondMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-21-2017
Joseph Elias AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2017
Victor N. Miller Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-18-2017
Patrick HapeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
William C. BeatrousMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-09-2017
Aaron M. SweereMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoney Concepts Capital Corp11-18-2016
Dustin P WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-10-2016
Michael W. ScarlettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-12-2016
Rodney Marcus ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-29-2016
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-11-2016
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.