Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2009
Gregory Clyde PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50004-29-2009
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Mark Hodo MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-10-2009
Margaret Childs DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15007-10-2009
Thomas Edward JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20007-10-2009
Michael Devine DuniganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25009-23-2009
Brandon S ParsonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe O.N. Equity Sales Company$50011-16-2009
Daniel J Richardson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedColonial Brokerage, Inc.11-16-2009
Sarah Mastin BurtMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-08-2010
John GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$26801-08-2010
Michael Roland GreggMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50001-08-2010
Kim F. LepleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-12-2010
John Anthony LaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25004-06-2010
Matthew Thomas DisalvoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-27-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$27906-18-2010
Robert Terry MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50007-23-2010
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.08-25-2010
Cheryl B. CasebereMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-17-2010
L Clay Wheeler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-17-2010
Claudia Mason JohnstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.10-04-2010
Richard Dean Thome Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-21-2010
Mary Wynne Browne EstesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$50003-01-2011
Judy Ann ShirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-15-2011
Edward Michael HassanMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.