Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Meade WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-01-2019
Adam Richard ArringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-23-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-24-2019
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Thomas E. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Paul Christian RankinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-10-2017
Catherine MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedHornor, Townsend & Kent, LLC10-18-2017
Tabitha Leigh BondMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-21-2017
Joseph Elias AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2017
Victor Nathan Miller Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-18-2017
William C. BeatrousMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-09-2017
Aaron Michael SweereMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoney Concepts Capital Corp11-18-2016
Dustin P WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC11-10-2016
Michael William Scarlett Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-12-2016
Rodney Marcus ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-29-2016
John Robert IrelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAMN Investments10-20-2015
Whitney Hodges HensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-11-2015
Chad Donald DolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSagePoint Financial, Inc.06-17-2015
Catherine D LakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSterne, Agee & Leach, Inc.02-17-2015
William Holt NaffMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-28-2014
Clay Penton CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedHarbor Financial Services, LLC06-16-2014
Jonathan Hugh RegisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2013
Doreen Grannis-ViscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-12-2013
William Blake TrotterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.11-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.