Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Kevin MantoothMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Raymond Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Patrick Kevin ShieldsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Julie D. AlleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Parker Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Cherice Y. McCrayMorgan StanleyWells Fargo Clearing Services, LLC11-13-2019
William Joseph CummingsMorgan StanleyBBVA Wealth Solutions Inc.08-23-2019
Barbara Buzan BeckMorgan StanleyBBVA Wealth Solutions Inc.$15008-23-2019
Jason Brooks HeadMorgan StanleyBBVA Securities Inc.08-23-2019
Coleman F. RichardsMorgan StanleyBBVA Securities Inc.$15008-23-2019
Margaret Barnes AaronMorgan StanleyKeel Point Capital, LLC07-30-2019
Tom Tartt Brown IIIMorgan StanleyStifel, Nicolaus & Company, Incorporated$15006-07-2019
John Frederick Wallace IVMorgan StanleyStira Capital Markets Group, LLC09-26-2018
Chesley Rene AllegriMorgan StanleyMML Distributors, LLC09-21-2018
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Richard W. MannMorgan StanleyBBVA Securities Inc.03-13-2018
Stephanie Ako VandevanderMorgan StanleyPNC Investments11-22-2017
Michael Frank Barnett Jr.Morgan StanleyKestra Investment Services, LLC08-10-2017
William Barnwell Heyward Jr.Morgan StanleyRaymond James & Associates, Inc.06-09-2017
Shelli Elizabeth WaggonerMorgan StanleyInvestment Centers of America, Inc.05-01-2017
Benjamin N. CoghlanMorgan StanleyJohn Hancock Distributors LLC01-20-2017
Jeffery Craig FrederickMorgan StanleyStrategic Advisers LLC08-25-2016
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.