Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Wolff PolsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Amy Elisabeth BaughmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2010
Andrew Michael ChapmanMorgan StanleyWells Fargo Clearing Services, LLC04-10-2013
Andrew Michael McCayMorgan StanleyBBVA Securities Inc.07-22-2016
Barbara Buzan BeckMorgan StanleyBBVA Wealth Solutions Inc.$15008-23-2019
Benjamin N. CoghlanMorgan StanleyJohn Hancock Distributors LLC01-20-2017
Brenton Kyle DaughdrillMorgan StanleyBBVA Compass Investment Solutions, Inc.11-19-2012
Brian Edward PeacockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Brooks Judson CollinsMorgan StanleyMorgan Keegan & Company, Inc.$2506-29-2011
Charles Benjamin ChapmanMorgan StanleyMorgan Keegan & Company, Inc.12-14-2009
Charles CowartMorgan StanleyWells Fargo Clearing Services, LLC02-07-2014
Charles Ellis NorwoodMorgan StanleySterne, Agee & Leach, Inc.07-01-2013
Charles Thomas LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2010
Cherice Y. McCrayMorgan StanleyWells Fargo Clearing Services, LLC11-13-2019
Chesley Rene AllegriMorgan StanleyMML Distributors, LLC09-21-2018
Coleman F. RichardsMorgan StanleyBBVA Securities Inc.$15008-23-2019
David Ross SearcyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2013
Dawn Noel EvansMorgan StanleyRaymond James Financial Services, Inc.10-28-2014
Daymeon A. FishbackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Demetra Dawn DanielMorgan StanleyMorgan Stanley03-01-2013
Duncan Joseph McInnes Jr.Morgan StanleyUBS Financial Services Inc.11-08-2010
Eric Galvin JohnsonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Farra M. Alford Jr.Morgan StanleySterne, Agee & Leach, Inc.08-19-2013
Francisco Dal Poz D'OliveiraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-04-2010
George Malone LiddonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-18-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.