Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Marshall MccallumNBC Securities, Inc.Colonial Brokerage, Inc.$10010-30-2009
Cary A GuffeyNBC Securities, Inc.Colonial Brokerage, Inc.10-30-2009
David Edwin HopeNBC Securities, Inc.Uvest Financial Services Group, Inc.$10012-06-2010
Andrew Keith JordanNBC Securities, Inc.Northwestern Mutual Investment Services, LLC$50003-14-2011
Mary Onita WierNBC Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-23-2011
Hardin Sherard BetheaNBC Securities, Inc.Cornwall Partners, LLC05-10-2013
Trey Allen NovaraNBC Securities, Inc.AXA Advisors, LLC09-23-2013
Monte Paul MarshallNBC Securities, Inc.MML Investors Services, LLC01-06-2014
John Fontaine KeithNBC Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-07-2014
Joseph A CobbNBC Securities, Inc.PNC Investments12-11-2014
Allison Marie HannaNBC Securities, Inc.JHS Capital Advisors, LLC07-08-2015
Carolyn Lee BennettNBC Securities, Inc.JHS Capital Advisors, LLC$25007-23-2015
Lee Scott SteortsNBC Securities, Inc.JHS Capital Advisors, LLC07-23-2015
Armand Anthony AtkinsonNBC Securities, Inc.JHS Capital Advisors, LLC$15007-31-2015
Lisa Michelle CorvoNBC Securities, Inc.Ameriprise Financial Services, Inc.05-07-2019
Thomas Dewayne BondsNBC Securities, Inc.Ameriprise Financial Services, Inc.07-01-2019
Chase HallNBC Securities, Inc.L.M. Kohn & Company11-01-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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